REGULATORY BODY
Komen Asset Managers, Inc. is registered as a Commodity Trading Advisor and a Municipal Advisor. It is a member of the National Futures Association (NFA), the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC).
National Futures Association
300 S. Riverside Plaza #1800
Chicago, IL 60606-6615
(312) 781-1300
Web site: www.nfa.futures.org
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
(202) 418-5000
questions@cftc.gov
Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
(202) 942-8088
questions@sec.gov
About Komen
Komen Asset Managers was formed with the goal of building an enduring, world-class investment management business, centering our attention on returning alpha. We aim with our programs and advisory services to seek and deliver consistent positive risk-adjusted returns throughout market cycles, focusing strongly on risk management and capital preservation. Portfolio composition is determined by market opportunities rather than any predetermined commitment to an investment discipline or geography. Our diversified, multi-strategy approach is based on global investment tactics within commodities, foreign and domestic bond markets and foreign exchange markets, including but not limited to arbitrage, convertible arbitrage, as well as credit and distressed investments. Our investment processes are designed to incorporate risk management into every investment decision, using both quantitative and qualitative approaches. Risk management has been a core element of our business since our beginnings and remains a critical part of our investment process today.
Past performance is not indicative of future results, and there are significant risk involved in Futures, Options and Foreign Exchange trading. Any program presented is intended for sophisticated investors and is not suitable for everyone. Unless otherwise expressly stated, information on this web site does not constitute an offer or solicitation to conduct investment business. Please view Terms of Use of the Komen Asset Managers web site
Our Vision
The Vision of Komen Asset Managers is to provide a level of commitment to our clients discerning needs in achieving exceptional returns through our premium program mix with low volatility and correlation to other investment vehicles and advisory services that complement clients‘ goals and objectives with what is and can be achievable.
Our Mission
To be recognized by our peers, but most importantly by our clients, as a firm that realizes the relationship of trust is precious. That is why we do all in our power to make certain that it lasts. To that end; integrity, leadership and honesty with candor, are hallmarks within the culture of the firm we nurture and think differentiates us from our competitors. Secondly, by earning that trust our mission is to produce what is expected, using our strong risk management techniques.
Summary
The long-term interests of our investors are central to the way in which we approach our business and invest for growth. Our growth strategy is based on building and expanding our investment programs and geographic presence. We believe our focus on delivering consistent positive risk-adjusted returns to our investors by capitalizing on our competitive strengths and the investment opportunities we see globally will also serve the best interests of everyone involved moving forward.
For Your Information